Form 5

A document that must be filed with the Securities and Exchange Commission (SEC) by an insider who has conducted insider transactions during the year which were not previously reported via a Form 4 submission.

Insider transactions involving small amounts of money and certain transactions such as gifts of shares received from another party are sometimes exempt from the usual Form 4 reporting requirements; therefore, a Form 5 submission is required from an insider who has at least one transaction which was not reported during the year. Form 5 submissions are due to the SEC no later than 45 days after the company's fiscal year ends, or within six months after an insider ends his or her affiliation with the company.


Investment dictionary. . 2012.

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  • Form — • The original meaning of the term form, both in Greek and Latin, was and is that in common use • eidos, being translated, that which is seen, shape, etc., with secondary meanings derived from this, as form, sort, particular, kind, nature… …   Catholic encyclopedia

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  • form — n 1 Form, figure, shape, conformation, configuration are comparable when they denote the disposition or arrangement of content that gives a particular aspect or appearance to a thing as distinguished from the substance of which that thing is made …   New Dictionary of Synonyms

  • Form — (f[=o]rm; in senses 8 & 9, often f[=o]rm in England), n. [OE. & F. forme, fr. L. forma; cf. Skr. dhariman. Cf. {Firm}.] 1. The shape and structure of anything, as distinguished from the material of which it is composed; particular disposition or… …   The Collaborative International Dictionary of English

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  • form — [fôrm] n. [ME forme < OFr < L forma, a shape, figure, image < ? (via Etr) Gr morphē] 1. the shape, outline, or configuration of anything; structure as apart from color, material, etc. 2. a) the body or figure of a person or animal b) a… …   English World dictionary

  • form — n 1: the structure of something (as a document) as distinguished from its matter a defect in form, not substance 2: established procedure according to rule or practice see also form of action 3: a printed or typed document with blank spaces for… …   Law dictionary

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